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Thomas Starling Bittings

Interactive Brokers LLC

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About Thomas Starling Bittings

Thomas Bittings has been in the financial services industry since December 28, 2000. Thomas is currently registered with Interactive Brokers LLC, where he is a registered representative with a Series 7, Series 6, and Series 63 license, as well as a SIE license. Prior to joining Interactive Brokers LLC, Thomas was employed by Morgan Stanley DW Inc. and Fortis Investors, Inc. Thomas is licensed in Illinois.

Firm Information

Thomas Bittings is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bittings’s Registration & Firm History

IL

08/02/2006 - Present

Interactive Brokers LLC (CHICAGO IL)

NY

02/01/2001 - 02/27/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

MN

08/21/1997 - 02/25/1998

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 05/18/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/20/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Starling Bittings.
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