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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Bumgarner is a financial advisor in Hickory, NC. Thomas has been in the industry since 1990 and currently works with Cetera Investment Advisers LLC. Thomas has experience working with high net worth individuals, individuals other than high net worth, pension and profit sharing plans, corporations or other businesses, charitable organizations, banking or thrift institutions, and state or municipal government entities. Thomas is registered with FINRA and the State of North Carolina as an investment advisor representative. Thomas has a Series 7, 63 and 65 licenses and also holds a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/29/2023 - Present
Cetera Investment Advisers LLC (HICKORY NC)
NC
04/10/2006 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (HICKORY NC)
NJ
08/14/2000 - 05/05/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/24/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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