Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stanchfield Lee is a financial advisor at Stifel, Nicolaus & Company, Inc. located in Golden Valley, Minnesota. Thomas has over 40 years of experience in the financial services industry. He is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 63 and 65 licenses. Thomas provides a variety of financial services to individuals, families, and businesses. He specializes in retirement planning, investment management, and college savings. Thomas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/02/2015 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
01/03/2011 - 09/24/2015
WELLS FARGO ADVISORS, LLC (WAYZATA MN)
MN
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WAYZATA MN)
MN
12/18/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
12/17/1990 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
WI
12/16/1985 - 12/20/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
11/25/1983 - 01/04/1986
WADDELL & REED, INC.
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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