Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dillon is a financial advisor with over 20 years of experience in the industry. He joined Wells Fargo Clearing Services, LLC in 2015 and has a strong track record of providing personalized financial advice to individuals, families, and businesses. Thomas has a deep understanding of the financial markets and is committed to helping clients achieve their financial goals. His experience includes previous roles with Raymond James Financial Services, Inc. and Harbor Financial Services, LLC. Thomas holds Series 7, 63, and 66 licenses and is registered in Alabama, North Carolina, Texas, and Virginia. He is committed to providing exceptional client service and building long-term relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/16/2016 - Present
Wells Fargo Clearing Services, LLC (WINSTON SALEM NC)
NC
05/19/2014 - 10/05/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (HIGH POINT NC)
NC
09/13/2013 - 05/28/2014
HARBOR FINANCIAL SERVICES, LLC (HIGHPOINT NC)
NC
01/11/2010 - 09/13/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (HIGH POINT NC)
NC
08/28/2003 - 01/08/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (CHARLOTTE NC)
MO
06/04/2002 - 04/08/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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