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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Springer Beck is a financial advisor with over 30 years of experience in the financial services industry. Thomas Beck has a wide range of experience including working at Legg Mason, Merrill Lynch, and Lincoln Financial Advisors. Thomas is currently registered with Cambridge Investment Research Advisors, Inc., where he has been since 2018. Thomas also holds various licenses and certifications including Series 63, 65, and 7, as well as the SIE exam. Thomas is a dedicated professional who focuses on providing personalized financial planning and investment management services to individuals, families, and small businesses. Thomas is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
03/16/2018 - Present
Cambridge Investment Research Advisors, Inc. (Towson MD)
MD
08/01/2012 - 05/05/2016
MML INVESTORS SERVICES, LLC (HUNT VALLEY MD)
MD
02/06/2007 - 03/23/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (LUTHERVILLE MD)
MD
07/25/2001 - 01/17/2007
PRIME CAPITAL SERVICES, INC. (TOWSON MD)
NE
07/07/2000 - 08/06/2001
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IN
03/19/1999 - 05/25/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/19/1999 - 05/25/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MN
07/14/1998 - 04/02/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/14/1998 - 04/02/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MD
05/29/1997 - 08/27/1998
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
NY
06/21/1996 - 03/19/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IN
09/27/1995 - 06/14/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
IN
12/16/1991 - 10/05/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/16/1991 - 10/05/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
MD
04/17/1991 - 02/08/1993
CHESAPEAKE SECURITIES RESEARCH CORPORATION (SEVERNA PARK MD)
NY
03/29/1989 - 02/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/03/1987 - 02/23/1989
LEGG MASON WOOD WALKER, INCORPORATED
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
07/22/1987 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 11/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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