Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Spitler is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry since January 20, 2016. Thomas has a Series 66 license and is registered to provide investment advice in 53 states and the District of Columbia. Thomas has previously worked at Wells Fargo Advisors, LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
03/08/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/23/2014 - 03/19/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
IL
12/16/2013 - 04/09/2014
EDWARD JONES (SWANSEA IL)
BOTH
Issued 01/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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