Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sora is a financial advisor with over 5 years of experience in the financial services industry. Thomas is currently registered with Charles Schwab & CO., Inc. and has previously worked at Morgan Stanley and LBMZ SECURITIES, INC. . Thomas holds multiple licenses including Series 3, 4, 7, 9, 10, 24, 57TO, 63, and 66. He is also registered as an investment advisor in Illinois. Thomas's specialties include Financial Planning and Portfolio Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
06/30/2021 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
07/24/2019 - 06/10/2021
MORGAN STANLEY (CHICAGO IL)
IL
09/18/2018 - 07/05/2019
LBMZ SECURITIES, INC. (CHICAGO IL)
BOTH
Issued 08/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/26/2022
Series 4 - Registered Options Principal Examination
BC
Issued 11/16/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/19/2024
Series 57TO - Securities Trader Exam
BC
Issued 07/22/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
Not sure Thomas Sora is the right advisor for you? Invested Better is here to help.
