Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stephens is an investment advisor representative with Next Financial Group, Inc., working from their Houston, TX branch office. Thomas has been in the securities industry since 2011. Thomas has passed the Series 7, Series 66, and SIE examinations. Thomas has experience with LPL Financial LLC, First Allied Securities, Inc., Robertson Wealth Management, LLC., and Cambridge Investment Research, Inc. Thomas specializes in providing financial planning and investment advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
06/13/2023 - Present
Next Financial Group, Inc. (HOUSTON TX)
TX
04/10/2018 - 06/22/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Houston TX)
TX
05/24/2016 - 04/11/2018
FIRST ALLIED SECURITIES, INC. (HOUSTON TX)
TX
04/11/2013 - 06/08/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
09/21/2011 - 02/28/2012
LPL FINANCIAL LLC (DALLAS TX)
BOTH
Issued 10/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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