Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Smith is a financial advisor with PFS Investments Inc. Thomas has over 25 years of experience in the industry and holds Series 6, SIE and Series 63 licenses. Thomas provides portfolio management for individuals and has a deep understanding of the investment company products market. Thomas is registered to provide financial advice in Maine and New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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GA
05/24/2010 - Present
PFS Investments Inc. (LAWRENCEVILLE GA)
NH
06/14/1996 - 12/07/2009
PFS INVESTMENTS INC. (HAMPTON NH)
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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