Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Simon Maggio is a financial advisor with LPL Financial LLC. Thomas has been in the financial services industry for over 50 years and has a wide range of experience in helping clients with their financial planning needs. Thomas is registered in 16 states and has held previous registrations with several other firms. Thomas is a Chartered Financial Consultant and holds a Series 7TO, Series 63 and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/23/2005 - Present
LPL Financial LLC (LAFAYETTE LA)
CT
11/29/1993 - 05/27/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
04/13/1987 - 11/29/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
07/02/1984 - 04/22/1987
SMA EQUITIES, INC.
NA
05/01/1979 - 06/04/1984
USLIFE EQUITY SALES CORP.
NA
06/15/1974 - 05/26/1982
HARTFORD EQUITY SALES COMPANY INC.
NA
12/01/1973 - 05/01/1979
LINCOLN EQUITIES CORPORATION
NA
11/15/1973 - 08/20/1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
NA
05/15/1969 - 05/30/1974
CONSOLIDATED PROGRAMS, INC.
BC
Issued 12/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Maggio is the right advisor for you? Invested Better is here to help.
