Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shields is a financial advisor with Robinhood Financial, LLC. Thomas has been in the financial services industry for over 2 years. Thomas has a strong track record of success in the industry, holding several licenses and registrations. Thomas is a dedicated and knowledgeable professional who is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/03/2022 - Present
Robinhood Financial, LLC (Chicago IL)
IL
09/24/2021 - 11/22/2021
E*TRADE SECURITIES LLC (CHICAGO IL)
BC
Issued 10/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/15/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/25/2024
Series 3 - National Commodity Futures Examination
BC
Issued 09/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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