Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shelley Moore is a registered investment advisor representative with Valmark Advisers, Inc. Thomas has been in the securities industry since 1998. The advisor holds Series 63 and Series 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Thomas also holds the Series 7 and SIE licenses. Thomas is currently registered in 17 states: Florida, Illinois, Indiana, Kentucky, Louisiana, Michigan, Missouri, Montana, Nevada, North Carolina, Ohio, Rhode Island, South Carolina, Tennessee, Texas, Utah, and Virginia. The advisor's primary focus is on providing financial planning and investment management services to individual and institutional clients. Thomas is also a registered investment advisor with Broadview Financial Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
09/17/2021 - Present
Valmark Advisers, Inc. (Fort Mitchell KY)
TX
07/31/1998 - 06/04/1999
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BOTH
Issued 03/04/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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