Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shea Walsh is an active advisor in New York with Tradeweb Direct LLC. They have been in the industry since February 4, 2024. Thomas is a Series 63, 7TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/04/2024 - Present
Tradeweb Direct LLC (NEW YORK NY)
BC
Issued 04/25/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/21/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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