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Thomas Shaw Gooden

Cornerstone Wealth Management, LLC

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About Thomas Shaw Gooden

Thomas Gooden is a registered investment advisor representative with Cornerstone Wealth Management, LLC in St. Peters, Missouri. Thomas has been in the securities industry since March 1993 and has held prior positions at EDWARD JONES. Thomas has passed the Series 63, Series 65, Series 7, and Series 24 exams. Cornerstone Wealth Management, LLC is a Registered Investment Advisor firm with a focus on providing financial planning, portfolio management for individuals and businesses, and other advisory services. The firm manages assets for a variety of client types, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

Thomas Gooden is currently registered with Cornerstone Wealth Management, LLC. Cornerstone Wealth Management, LLC is an independent financial advisory firm with over 70 licensed agents and 87 investment advisor representatives. The firm, based in St. Peters, MO, manages over $3.2 billion in assets for a wide range of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm offers a comprehensive suite of financial planning and investment management services, including portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Cornerstone Wealth Management, LLC is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA).
Cornerstone Wealth Management, LLC

7417 MEXICO ROAD

ST. PETERS, MO 63376

$3.30B

Assets Under Management

6

Total Clients

79

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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lpl sponsored advisory programs; investment management & research subscription licensing

Lpl sponsored advisory programs; investment management & research subscription licensing

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Gooden’s Registration & Firm History

MO

10/19/2012 - Present

Cornerstone Wealth Management, LLC (ST. PETERS MO)

MO

03/02/1993 - 05/25/2012

EDWARD JONES (CLAYTON MO)

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Licenses & Designations

IA

Issued 09/06/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/27/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Shaw Gooden. Review regulatory record here.
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