Unclaimed
Thomas Gooden is a registered investment advisor representative with Cornerstone Wealth Management, LLC in St. Peters, Missouri. Thomas has been in the securities industry since March 1993 and has held prior positions at EDWARD JONES. Thomas has passed the Series 63, Series 65, Series 7, and Series 24 exams. Cornerstone Wealth Management, LLC is a Registered Investment Advisor firm with a focus on providing financial planning, portfolio management for individuals and businesses, and other advisory services. The firm manages assets for a variety of client types, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Lpl sponsored advisory programs; investment management & research subscription licensing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
10/19/2012 - Present
Cornerstone Wealth Management, LLC (ST. PETERS MO)
MO
03/02/1993 - 05/25/2012
EDWARD JONES (CLAYTON MO)
IA
Issued 09/06/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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