Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Shapero is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Thomas has over 30 years of experience in the financial services industry. Thomas is a Registered Representative and Investment Advisor Representative and is licensed to provide financial advice in many states. Thomas has previously worked with several other firms, including B. Riley & Co., LLC, Sanford C. Bernstein & Co., Inc., and D.E. Shaw Securities, L.P. Thomas specializes in working with individual investors, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
04/07/2022 - Present
Wells Fargo Advisors Financial Network, LLC (MANASQUAN NJ)
NJ
06/02/2015 - 04/07/2022
WELLS FARGO CLEARING SERVICES, LLC (RED BANK NJ)
NY
10/01/2013 - 03/10/2015
B. RILEY & CO., LLC (NEW YORK NY)
NY
01/31/2002 - 05/14/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
05/25/1999 - 01/29/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
10/28/1997 - 02/22/1999
D. E. SHAW SECURITIES, L.P. (NEW YORK NY)
NY
10/09/1993 - 11/05/1997
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
05/22/1992 - 10/04/1993
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
12/19/1989 - 05/18/1992
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 06/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2005
Series 12 - NYSE Branch Manager Examination
BC
Issued 11/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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