Unclaimed
Thomas Sforza is a Financial and Operations Principal with Cantor Fitzgerald & Co. Thomas has been in the industry since January 29, 2023. Prior to joining Cantor Fitzgerald, Thomas was employed by TD Securities (USA) LLC. Thomas has a Series 27 Principal examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/08/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
01/30/2023 - 11/07/2023
TD SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/28/2023
Series 27 - Financial and Operations Principal Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
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Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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