Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sexton Niemeier is a financial advisor with over 35 years of experience in the securities industry. Thomas has been with Citigroup Global Markets Inc. since October 2022. Previously, Thomas was registered with JONESTRADING, MORGAN STANLEY & CO. INCORPORATED, DEUTSCHE BANK SECURITIES INC., PAINEWEBBER INCORPORATED, and KIDDER, PEABODY & CO. INCORPORATED. Thomas specializes in providing asset allocation advice, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/31/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NJ
01/05/2009 - 08/24/2022
JONESTRADING (MORRISTOWN NJ)
NY
03/01/1999 - 01/16/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/14/1998 - 01/14/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
04/12/1993 - 06/01/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/03/1992 - 04/02/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
03/23/1987 - 03/20/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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