Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nolan is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial industry since December 20, 1983. They are registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). They have held registrations with several other firms throughout their career, including Morgan Stanley and Lehman Brothers Inc. Thomas specializes in providing investment advice and financial planning services to a range of clients, including individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
06/17/2024 - Present
Wells Fargo Advisors Financial Network, LLC (WESTPORT CT)
CT
03/14/2014 - 06/17/2024
WELLS FARGO CLEARING SERVICES, LLC (WESTPORT CT)
CT
06/01/2009 - 03/20/2014
MORGAN STANLEY (WESTPORT CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTPORT CT)
CT
03/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (WESTPORT CT)
CT
07/31/1993 - 03/12/2007
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
NY
12/21/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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