Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McCartney is a financial advisor at Raymond James Financial Services Advisors, Inc. based in Geneva, Illinois. Thomas is a seasoned professional with over 25 years of experience in the financial services industry. Thomas has a comprehensive understanding of investment strategies and financial planning needs of individuals, families, and businesses. Thomas is committed to helping clients achieve their financial goals through personalized guidance and tailored investment solutions. Thomas is a Registered Representative of Raymond James Financial Services and holds licenses in multiple states including Illinois, California, Florida, and others. He is also a Registered Investment Advisor representative of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
02/01/2022 - Present
Raymond James Financial Services Advisors, Inc. (Geneva IL)
IL
05/04/2015 - 02/01/2022
M HOLDINGS SECURITIES, INC. (Geneva IL)
IL
01/08/2007 - 11/05/2014
NORTHERN TRUST SECURITIES, INC. (OAKBROOK TERRACE IL)
IL
05/19/1999 - 01/04/2007
VISION INVESTMENT SERVICES, INC. (LEMONT IL)
IL
01/18/1995 - 11/10/1997
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
IL
05/12/1994 - 12/31/1994
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
BOTH
Issued 04/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/17/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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