Unclaimed
Thomas Sean Lickiss is a registered representative with Wells Fargo Securities, LLC. Thomas has been in the securities industry since September 22, 2019 and is registered with the Financial Industry Regulatory Authority (FINRA). Thomas is licensed in 53 states, including California, where Thomas is currently located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/23/2019 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
BC
Issued 10/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/23/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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