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Thomas Sean Lickiss

Wells Fargo Securities, LLC

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About Thomas Sean Lickiss

Thomas Sean Lickiss is a registered representative with Wells Fargo Securities, LLC. Thomas has been in the securities industry since September 22, 2019 and is registered with the Financial Industry Regulatory Authority (FINRA). Thomas is licensed in 53 states, including California, where Thomas is currently located.

Firm Information

Thomas Lickiss is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Lickiss’s Registration & Firm History

CA

09/23/2019 - Present

Wells Fargo Securities, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/23/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Sean Lickiss.
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