Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sean Collins is a Registered Representative and Investment Advisor Representative associated with Neuberger Berman BD LLC, based in the New York office. Thomas began his career in the financial industry in 1983. He holds licenses for Series 6, 7, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MN
11/28/1997 - 07/09/1999
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NA
06/18/1985 - 06/26/1987
ISFA CORPORATION
NA
08/18/1983 - 10/28/1983
FIRST INVESTORS CORPORATION
BOTH
Issued 12/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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