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Thomas Scrivener

Bofa Securities, Inc.

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About Thomas Scrivener

Thomas Scrivener is a registered representative with Bofa Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas holds the Series 7, Series 99 and Series 24 licenses and has been in the industry since 2021. Prior to joining Bofa Securities, Inc., Thomas worked at MERRILL LYNCH PROFESSIONAL CLEARING CORP. Thomas focuses on research-related services, and is affiliated with the firm's Charlotte office.

Firm Information

Thomas Scrivener is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Thomas Scrivener’s Registration & Firm History

NC

10/28/2021 - Present

Bofa Securities, Inc. (CHARLOTTE NC)

NC

10/28/2021 - 08/14/2023

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/18/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Scrivener.
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