Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Widener is an active investment advisor representative with LPL Financial LLC. Thomas is registered with FINRA and the SEC and has been in the industry since 1998. Thomas's past employment includes positions with THE O.N. EQUITY SALES COMPANY, J.J.B HILLIARD, W.L. LYONS, LLC, WACHOVIA SECURITIES, LLC, J.J.B. HILLIARD, W.L. LYONS, INC., PNC BROKERAGE CORP, CONSECO FINANCIAL SERVICES, INC., and FIDELITY BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/24/2022 - Present
LPL Financial LLC (FORT MILL SC)
OH
05/06/2014 - 10/10/2022
THE O.N. EQUITY SALES COMPANY (Cincinnati OH)
TN
03/31/2008 - 05/08/2012
J.J.B HILLIARD, W.L. LYONS, LLC (CROSSVILLE TN)
OH
12/16/2005 - 03/26/2008
WACHOVIA SECURITIES, LLC (CINCINNATI OH)
KY
09/01/2000 - 01/12/2006
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
11/12/1998 - 09/15/2000
PNC BROKERAGE CORP (PITTSBURGH PA)
IN
04/09/1998 - 11/20/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
RI
10/25/1995 - 08/22/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 07/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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