Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Roffers is a financial advisor with Alliancebernstein LP in Minneapolis, MN. Thomas has over 10 years of experience in the financial industry and is a Certified Financial Planner. Thomas is registered with the state of Minnesota as an investment advisor representative and with the state of Texas as a registered representative. Thomas is a member of the Financial Industry Regulatory Authority (FINRA) and has passed the Series 7TO, Series 65, and Series 63 exams. Thomas specializes in asset allocation, financial planning, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MN
09/05/2024 - Present
Alliancebernstein LP (MINNEAPOLIS MN)
BC
Issued 01/26/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Roffers is the right advisor for you? Invested Better is here to help.
