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Thomas Scott Lowe

Morgan Stanley

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About Thomas Scott Lowe

Thomas Scott Lowe is a financial advisor with over 39 years of experience in the financial services industry. Lowe is registered with Morgan Stanley and has a wide range of experience providing financial advice to individuals, families, and businesses. He is also a Certified Financial Planner. Lowe has held previous roles with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and Morgan Stanley Smith Barney LLC. Lowe is dedicated to helping his clients achieve their financial goals and providing them with the guidance and support they need to make informed decisions about their investments.

Firm Information

Thomas Lowe is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Thomas Lowe’s Registration & Firm History

KY

01/17/2020 - Present

Morgan Stanley (Bowling Green KY)

KY

01/19/2007 - 01/22/2020

WELLS FARGO CLEARING SERVICES, LLC (BOWLING GREEN KY)

KY

01/05/2001 - 01/22/2007

MORGAN STANLEY DW INC. (BOWLING GREEN KY)

NY

04/19/1983 - 01/25/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

04/01/1975 - 08/26/1975

IDS LIFE INSURANCE COMPANY

NA

04/01/1975 - 08/26/1975

IDS MARKETING CORPORATION

NA

04/01/1975 - 08/26/1975

INVESTORS DIVERSIFIED SERVICES, INC.

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Licenses & Designations

IA

Issued 02/08/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/10/1985

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1990

Series 3 - National Commodity Futures Examination

BC

Issued 05/18/1983

Series 5 - Interest Rate Options Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

BC

Issued 03/25/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Scott Lowe.
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