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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Scott Lowe is a financial advisor with over 39 years of experience in the financial services industry. Lowe is registered with Morgan Stanley and has a wide range of experience providing financial advice to individuals, families, and businesses. He is also a Certified Financial Planner. Lowe has held previous roles with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and Morgan Stanley Smith Barney LLC. Lowe is dedicated to helping his clients achieve their financial goals and providing them with the guidance and support they need to make informed decisions about their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KY
01/17/2020 - Present
Morgan Stanley (Bowling Green KY)
KY
01/19/2007 - 01/22/2020
WELLS FARGO CLEARING SERVICES, LLC (BOWLING GREEN KY)
KY
01/05/2001 - 01/22/2007
MORGAN STANLEY DW INC. (BOWLING GREEN KY)
NY
04/19/1983 - 01/25/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/01/1975 - 08/26/1975
IDS LIFE INSURANCE COMPANY
NA
04/01/1975 - 08/26/1975
IDS MARKETING CORPORATION
NA
04/01/1975 - 08/26/1975
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 02/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1983
Series 5 - Interest Rate Options Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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