Unclaimed
Thomas Lane is a financial advisor with Fidelity Brokerage Services LLC. Thomas has been in the securities industry since July 2023. Thomas is registered with the Securities and Exchange Commission (SEC) and holds the Series 7TO, Series 63 and SIE licenses. Thomas Lane is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
07/31/2023 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 08/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/01/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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