Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Howland is an investment advisor representative at Piper Sandler & Co. with a focus on public finance consulting. Thomas has been in the industry since 2003 and holds a Series 7, Series 24, Series 63, Series 79, and SIE license. Prior to joining Piper Sandler, Thomas worked at Sandler, O'Neill & Partners, L.P., PRC Securities, LLC, Friedman, Billings, Ramsey & Co., Inc., and Advest, Inc. Thomas is registered in several states including Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Dakota, Tennessee, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
01/06/2011 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
08/14/2008 - 08/29/2008
PRC SECURITIES, LLC (NEW YORK NY)
CA
05/10/2004 - 06/16/2006
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
CT
02/21/2003 - 06/03/2004
ADVEST, INC. (HARTFORD CT)
NY
09/14/1998 - 08/16/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 02/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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