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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hendricks is a financial advisor with Principal Asset Management, a firm with over $1 billion in assets under management. Thomas is registered with both the state of Iowa and the Securities and Exchange Commission and holds the Series 6, 7, 24, 63 and 65 licenses. Thomas has been in the financial industry since 2003. He is a Principal Securities, Inc. veteran, having worked there for 14 years. He has experience in investment management for individuals, businesses, pooled investment vehicles and investment companies. He has a strong background in portfolio management, asset allocation services and financial planning. He is a specialist in investment company products, variable contracts and mutual funds. Thomas is a highly experienced and qualified financial advisor who can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
IA
05/07/2018 - Present
Principal Asset Management (Des Moines IA)
IA
01/14/2004 - 05/02/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
06/11/2001 - 02/07/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 02/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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