Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Scott Carter is a financial advisor with over 20 years of experience in the securities industry. He is currently registered with Seaport Global Securities LLC and has held previous positions with Morgan Joseph & Co. Inc., PALI CAPITAL, INC., BSG MARKETS LLC, and LINKS SECURITIES LLC. Thomas Carter is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). He has also passed the Series 63, Series 24, SIE, and Series 7 exams, demonstrating his expertise in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/29/2010 - Present
Seaport Global Securities LLC (MIAMI BEACH FL)
NY
10/27/2008 - 01/26/2010
MORGAN JOSEPH & CO. INC. (NEW YORK NY)
NY
02/08/2005 - 02/08/2008
PALI CAPITAL, INC. (NEW YORK NY)
NY
02/02/2004 - 01/31/2005
BSG MARKETS LLC (NEW YORK NY)
NY
02/28/2002 - 01/07/2004
LINKS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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