Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Scott Brown is a registered investment advisor representative at CWM, LLC dba Carson Wealth Management Group. Thomas has been working in the financial services industry since October 2000. In addition to the registration at CWM, LLC, Thomas also has prior registrations with LPL Financial LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Thomas has also held various positions with other businesses such as Integrated Tax Solutions, LLC, Aptus Wealth Planning, and Bridges Private Wealth DBA. Thomas is licensed to provide financial and investment services in several states including California, Florida, New Hampshire, New Jersey, North Carolina, Pennsylvania, and Virginia. Thomas holds the Series 7, Series 66, and SIE securities licenses. Thomas provides a variety of services to his clients, including portfolio management, financial planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
PA
12/10/2013 - Present
CWM, LLC (PITTSBURGH PA)
PA
12/18/2012 - 01/19/2017
LPL FINANCIAL LLC (PITTSBURGH PA)
PA
10/03/2000 - 12/21/2012
AMERIPRISE FINANCIAL SERVICES, INC. (PITTSBURGH PA)
MN
10/03/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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