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Thomas Schuller

Fifth Third Securities, Inc.

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About Thomas Schuller

Thomas Schuller is a financial advisor at Fifth Third Securities, Inc. with over 25 years of experience in the industry. Thomas holds both Series 63 and Series 65 licenses and specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Thomas has been with Fifth Third Securities, Inc. since 2012 and previously worked at ASSOCIATED INVESTMENT SERVICES, INC. and MORGAN STANLEY DW INC.

Firm Information

Thomas Schuller is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

222 S. RIVERSIDE PLAZA

CHICAGO, IL 60606

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Schuller’s Registration & Firm History

IL

10/12/2018 - Present

Fifth Third Securities, Inc. (CHICAGO IL)

IL

12/11/2002 - 07/26/2012

ASSOCIATED INVESTMENT SERVICES, INC. (CHICAGO IL)

NY

01/07/1997 - 12/10/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 1/16/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/1/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 1/6/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Schuller.
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