Unclaimed
Thomas Schuller is a financial advisor at Fifth Third Securities, Inc. Thomas is a registered representative with over 20 years of experience in the industry. Thomas holds the Series 7, Series 31, Series 63, and Series 65 licenses. Thomas is also a Certified Financial Planner. Thomas is registered to offer investment advice in Arizona, California, Colorado, Florida, Illinois, Indiana, Louisiana, Massachusetts, Michigan, Nevada, North Carolina, Ohio, Tennessee, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
10/12/2018 - Present
Fifth Third Securities, Inc. (CHICAGO IL)
IL
12/11/2002 - 07/26/2012
ASSOCIATED INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
01/07/1997 - 12/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 1/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/1/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 1/6/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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