Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Saunders is a financial professional with over 4 years of experience in the industry. Thomas is currently registered with Harris Williams and holds a Series 63, Series 65, Series 79, and SIE license. Prior to joining Harris Williams, Thomas was employed at BB&T SECURITIES, LLC. Thomas is licensed to provide financial services in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/11/2018 - Present
Harris Williams (RICHMOND VA)
VA
09/08/2016 - 06/21/2018
BB&T SECURITIES, LLC (RICHMOND VA)
BC
Issued 09/16/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/11/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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