Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Sandifer is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas has been working in the financial industry since May 1998. Thomas has Series 7 and Series 66 licenses. Thomas is registered in multiple states. In addition to working for Merrill Lynch, Pierce, Fenner & Smith Inc., Thomas is also involved in several other businesses, including a wholesale floorcovering distribution company, Sandifer Investments and a family-held real estate partnership. Thomas's specializations include retirement planning, college savings, insurance, estate planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PONTE VEDRA BEACH FL)
FL
05/16/2013 - 09/18/2013
BBVA SECURITIES INC. (FERNANDINA BEACH FL)
FL
11/12/2001 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (FERNANDINA BEACH FL)
NY
05/06/1998 - 11/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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