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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Salvatore Valenza is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc. Thomas has been in the financial services industry since June 8, 2013. He is licensed to provide investment advice in Missouri and Texas and offers financial planning, portfolio management, and other investment services. He previously held positions at WELLS FARGO ADVISORS, LLC and CAMBRIDGE INVESTMENT RESEARCH, INC.. Thomas holds the Series 7, Series 63, and Series 65 licenses as well as the Securities Industry Essentials Examination. He also has specialized knowledge and experience in various areas of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/02/2024 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
11/20/2013 - 11/22/2016
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
03/11/2013 - 08/29/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (SAINT CHARLES MO)
IA
Issued 05/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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