Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Salvatore Gatto is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Stonehaven, LLC in New York, New York and has held previous positions with several other firms. He is licensed to provide investment advice in multiple states, including New York, California, Colorado, Connecticut, Florida, Georgia, Illinois, Kansas, Kentucky, Ohio, Texas and Virginia. Thomas has a strong background in financial services and holds several licenses and certifications, including the Series 3, 7, 24, 63 and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/13/2020 - Present
Stonehaven, LLC (NEW YORK NY)
NY
06/06/2018 - 01/14/2020
ALTEGRIS INVESTMENTS, LLC (New York NY)
NY
07/06/2015 - 06/06/2018
ARTIVEST BROKERAGE LLC (NEW YORK NY)
CO
03/07/2014 - 06/16/2015
ALPS DISTRIBUTORS, INC. (DENVER CO)
NY
01/04/2011 - 12/31/2013
FORESIDE FUNDS DISTRIBUTORS LLC (NEW YORK NY)
NY
01/14/2003 - 04/02/2009
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
01/15/2002 - 09/10/2002
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
CA
05/23/2000 - 01/28/2002
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NY
03/11/1998 - 05/05/2000
OCC DISTRIBUTORS (NEW YORK NY)
NY
12/17/1993 - 02/18/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/15/1990 - 01/04/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
07/19/1988 - 01/04/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/12/1990 - 10/25/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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