Unclaimed
Thomas Salvatore Corona has over 30 years of experience in the financial services industry. Thomas is currently registered with Tradition Securities And Derivatives Llc, and has held previous roles at Sanwa Securities (USA) Co., L.P., and Drexel Burnham Lambert Government Securities Inc. Thomas holds a Series 7, Series 63 and Series 72 license. Thomas is also registered in 10 states, including Arizona, California, Colorado, Connecticut, Florida, Illinois, Michigan, Minnesota, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/26/1998 - Present
Tradition Securities AND Derivatives LLC (Stamford CT)
NY
06/22/1990 - 07/10/1998
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NA
06/14/1989 - 03/05/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
03/09/1989 - 03/05/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 01/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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