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Thomas Salvatore Corona

Tradition Securities AND Derivatives LLC

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About Thomas Salvatore Corona

Thomas Salvatore Corona has over 30 years of experience in the financial services industry. Thomas is currently registered with Tradition Securities And Derivatives Llc, and has held previous roles at Sanwa Securities (USA) Co., L.P., and Drexel Burnham Lambert Government Securities Inc. Thomas holds a Series 7, Series 63 and Series 72 license. Thomas is also registered in 10 states, including Arizona, California, Colorado, Connecticut, Florida, Illinois, Michigan, Minnesota, New Jersey and New York.

Firm Information

Thomas Corona is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Corona’s Registration & Firm History

CT

10/26/1998 - Present

Tradition Securities AND Derivatives LLC (Stamford CT)

NY

06/22/1990 - 07/10/1998

SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)

NA

06/14/1989 - 03/05/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

NA

03/09/1989 - 03/05/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 01/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Salvatore Corona.
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