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Thomas Sabato

Fnex Capital, LLC

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About Thomas Sabato

Thomas Sabato is a financial professional registered with FINRA and the State of New Jersey. Thomas has been in the industry since February 4, 2021 and holds Series 7TO, Series 66, and SIE licenses. Thomas is currently registered with Fnex Capital, LLC. Previously, Thomas worked for UBS Financial Services Inc.

Firm Information

Thomas Sabato is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Sabato’s Registration & Firm History

IN

03/18/2022 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

NY

02/05/2021 - 03/25/2022

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/03/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Sabato.
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