Unclaimed
Thomas Sabato is a financial professional registered with FINRA and the State of New Jersey. Thomas has been in the industry since February 4, 2021 and holds Series 7TO, Series 66, and SIE licenses. Thomas is currently registered with Fnex Capital, LLC. Previously, Thomas worked for UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
03/18/2022 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
NY
02/05/2021 - 03/25/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 06/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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