Unclaimed
Thomas S. Wong is a registered representative with Nylife Distributors LLC. Thomas has been in the financial services industry since 1992. He is licensed to sell securities in New York. Thomas has experience with Salomon Smith Barney Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2002 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
07/31/1993 - 08/16/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/03/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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