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Thomas S Wong

Nylife Distributors LLC

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About Thomas S Wong

Thomas S. Wong is a registered representative with Nylife Distributors LLC. Thomas has been in the financial services industry since 1992. He is licensed to sell securities in New York. Thomas has experience with Salomon Smith Barney Inc. and Lehman Brothers Inc.

Firm Information

Thomas Wong is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Wong’s Registration & Firm History

NY

09/19/2002 - Present

Nylife Distributors LLC (NEW YORK NY)

NY

07/31/1993 - 08/16/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

02/03/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/21/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas S Wong.
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