Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Taylor is an investment advisor representative for Park Avenue Securities LLC. Thomas Taylor is registered with 32 states and has a Series 6, 7, 63, and 65 licenses. Thomas Taylor has been in the financial industry since February 12, 2007. Thomas Taylor's current registration status is Active. Thomas Taylor is currently located in Birmingham, Alabama. Thomas Taylor has 32 approved state registrations and 29 approved IA state registrations. Thomas Taylor also has 2 approved state exams. Thomas Taylor has 3 approved product exams and 1 approved SRO registration. Thomas Taylor has 1 approved FINRA registration. Thomas Taylor is registered as an investment advisor representative with Park Avenue Securities LLC. Thomas Taylor has been with Park Avenue Securities LLC since October 2006. Thomas Taylor's main area of specialization is investment advisory services, including financial planning, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
10/22/2020 - Present
Park Avenue Securities LLC (Birmingham AL)
IA
Issued 05/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Taylor is the right advisor for you? Invested Better is here to help.
