Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Pai is a Financial Advisor at Apollo Global Securities, LLC with over 20 years of experience in the financial services industry. Thomas is registered with FINRA and holds the Series 7, Series 24, and Series 79TO licenses as well as the SIE exam. Thomas is also a licensed Investment Advisor Representative in the state of New York. Thomas has a proven track record of success in providing investment advice and guidance to individual and institutional clients. Prior to joining Apollo Global Securities, LLC Thomas was a Financial Advisor at Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Lincoln Financial Distributors, Inc. and Lincoln Financial Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
05/31/2011 - 02/16/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/22/2009 - 06/27/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/15/2007 - 04/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/07/2004 - 04/23/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
09/02/2003 - 07/01/2004
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IN
11/08/2002 - 09/10/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/08/2002 - 09/10/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 07/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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