Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Martin is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Brighton Securities Corp., a firm with a long history of providing investment advice and services. Thomas has held licenses with several firms over the years, including EK Riley Investments, LLC and Edward Jones. Thomas holds the Series 63, Series 66, Series 7 and Series 24 licenses. Thomas is licensed to advise clients in multiple states including Arizona, California, Colorado, New Mexico, Oregon, and Texas. Thomas specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
10/02/2020 - Present
Brighton Securities Corp. (Santa Fe NM)
NM
09/05/2017 - 10/02/2020
EK RILEY INVESTMENTS, LLC (Santa Fe NM)
NM
04/02/2002 - 08/10/2017
EDWARD JONES (SANTA FE NM)
BOTH
Issued 12/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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