Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Maker is a financial advisor with over 18 years of experience in the industry. Thomas is currently registered with Citigroup Global Markets Inc. in New York, NY. Prior to joining Citigroup, Thomas was registered with UBS Financial Services Inc. in Stamford, CT, J.P. Morgan Securities LLC in New York, NY, and Morgan Stanley Smith Barney in Greenwich, CT. Thomas has a broad range of experience in the industry and holds several professional licenses and certifications. Thomas is committed to providing clients with personalized financial advice and guidance. Thomas specializes in providing investment advisory services including asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/11/2023 - Present
Citigroup Global Markets Inc. (New York NY)
CT
05/20/2021 - 03/06/2023
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
08/30/2010 - 09/22/2020
J.P. MORGAN SECURITIES LLC (New York NY)
CT
06/01/2009 - 04/12/2010
MORGAN STANLEY SMITH BARNEY (GREENWICH CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GREENWICH CT)
CT
03/05/2007 - 04/02/2007
MORGAN STANLEY DW INC. (GREENWICH CT)
CT
05/23/2006 - 03/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWICH CT)
MO
09/15/2003 - 02/22/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 08/31/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/13/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/11/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2005
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Maker is the right advisor for you? Invested Better is here to help.
