Unclaimed
Thomas Klenk is a registered representative with Tradestation Securities, Inc. Thomas has been in the securities industry since August 14, 2015. Thomas is licensed in 52 states as well as Puerto Rico. Thomas has Series 3, 7, 24, 57TO, and 66 licenses. Thomas was previously employed at Thrivent Investment Management Inc. from August 3, 2015 to January 12, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/25/2017 - Present
Tradestation Securities, Inc. (CHICAGO IL)
OH
08/03/2015 - 01/12/2017
THRIVENT INVESTMENT MANAGEMENT INC. (CINCINNATI OH)
BOTH
Issued 07/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/22/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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