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Thomas S Klenk

Tradestation Securities, Inc.

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About Thomas S Klenk

Thomas Klenk is a registered representative with Tradestation Securities, Inc. Thomas has been in the securities industry since August 14, 2015. Thomas is licensed in 52 states as well as Puerto Rico. Thomas has Series 3, 7, 24, 57TO, and 66 licenses. Thomas was previously employed at Thrivent Investment Management Inc. from August 3, 2015 to January 12, 2017.

Firm Information

Thomas Klenk is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Klenk’s Registration & Firm History

IL

01/25/2017 - Present

Tradestation Securities, Inc. (CHICAGO IL)

OH

08/03/2015 - 01/12/2017

THRIVENT INVESTMENT MANAGEMENT INC. (CINCINNATI OH)

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Licenses & Designations

BOTH

Issued 07/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 07/22/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2017

Series 3 - National Commodity Futures Examination

BC

Issued 08/03/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas S Klenk.
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