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Thomas S Farrell

Horace Mann Investors, Inc.

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About Thomas S Farrell

Thomas Farrell is a financial professional with experience in the financial services industry since 2003. Currently, Thomas Farrell is registered with Horace Mann Investors, Inc., located in Salisbury, MA, where Thomas Farrell has been with them since 2014. Thomas Farrell has previously been employed by Northwestern Mutual Investment Services, LLC. Thomas Farrell is registered in 3 states including Maine, Massachusetts, and New Hampshire. Thomas Farrell holds Series 6 and Series 63 licenses.

Firm Information

Thomas Farrell is currently registered with Horace Mann Investors, Inc.. Horace Mann Investors, Inc., a Corporation, is a registered investment advisor with the SEC and in all 50 states. Founded in 1957, the firm offers investment advisory services including selection of other advisors. Horace Mann Investors, Inc. serves individuals other than high-net-worth, with total assets under management of $62,122,049 across 498 non-discretionary accounts. The firm's main office is located in Springfield, IL.
Horace Mann Investors, Inc.

ONE HORACE MANN PLAZA

SPRINGFIELD, IL 62715-0001

$62.12M

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Percentage of assets under third party investment management

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Thomas Farrell’s Registration & Firm History

MA

05/21/2014 - Present

Horace Mann Investors, Inc. (Salisbury MA)

NH

04/08/2003 - 11/07/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PORTSMOUTH NH)

WI

02/20/2003 - 04/03/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas S Farrell.
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