Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Williams is a financial advisor who is currently registered with Lincoln International LLC and based in Chicago, Illinois. He has over 20 years of experience in the financial industry. His areas of expertise include investment banking. Thomas holds the following licenses: Series 7, Series 63, Series 24, and SIE. Prior to joining Lincoln International LLC, Thomas worked at Morgan Stanley DW Inc., Banc of America Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/30/2004 - Present
Lincoln International LLC (CHICAGO IL)
NY
07/03/2001 - 02/13/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/05/2000 - 07/13/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/16/1996 - 12/22/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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