Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ryan Seneca is an Investment Advisor Representative with T.m. Wealth Management. Thomas has been in the industry since 2009 and has experience in both brokerage and advisory roles. Thomas is registered with FINRA and holds the Series 7, 63, 65, 24, SIE, and 99TO licenses. Thomas also holds registrations as an Investment Advisor Representative in Virginia, Utah, and Texas. Thomas provides financial planning services to individuals, families, and retirement plan sponsors. He focuses on providing personalized advice tailored to each client’s unique financial situation and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
12/05/2017 - Present
T.m. Wealth Management (RESTON VA)
VA
11/01/2017 - 12/07/2017
CETERA ADVISOR NETWORKS LLC (RESTON VA)
VA
01/20/2012 - 11/01/2017
GIRARD SECURITIES, INC. (RESTON VA)
NY
02/22/2001 - 07/15/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/31/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Seneca is the right advisor for you? Invested Better is here to help.
