Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Oldham is a registered representative and investment advisor representative with Mutual of Omaha Investor Services, Inc. based in Omaha, Nebraska. Thomas has been in the financial industry since 2008. He is registered with the states of Nebraska and Texas. Thomas holds several securities licenses, including Series 7, Series 24, Series 53, and Series 66. He has also passed the SIE and Series 14 exams. Thomas has previously worked at Pacific Select Distributors, Inc. and Securities America, Inc. in California. In addition to his financial services career, Thomas is also the owner of Tom Oldham Baseball, Inc. (d/b/a Dynamic Velocity) and is an associate scout for the Milwaukee Brewers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
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2
NE
11/20/2013 - Present
Mutual OF Omaha Investor Services, Inc. (OMAHA NE)
CA
07/29/2010 - 04/02/2012
PACIFIC SELECT DISTRIBUTORS, INC. (ALISO VIEJO CA)
CA
05/07/2007 - 06/28/2010
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
BOTH
Issued 05/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/29/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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