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Thomas Ryan Leggett

Cetera Investment Advisers LLC

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About Thomas Ryan Leggett

Thomas Ryan Leggett is an experienced financial professional with over 13 years in the industry. Thomas is a registered representative and investment advisor representative. Thomas is currently registered with Cetera Investment Advisers LLC. Previously, Thomas was associated with ONEAMERICA SECURITIES, INC., METLIFE SECURITIES INC. and NYLIFE SECURITIES LLC. Thomas holds Series 6, 7, 24, 63 and 65 licenses. Thomas specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.

Firm Information

Thomas Leggett is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

5309 COMMONWEALTH CENTRE PKWY STE 200

MIDLOTHIAN, VA 23112

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Leggett’s Registration & Firm History

VA

03/21/2024 - Present

Cetera Investment Advisers LLC (MIDLOTHIAN VA)

VA

10/02/2012 - 02/15/2023

ONEAMERICA SECURITIES, INC. (Midlothian VA)

VA

06/11/2010 - 09/19/2012

METLIFE SECURITIES INC. (RICHMOND VA)

VA

09/01/2009 - 06/11/2010

NYLIFE SECURITIES LLC (NORFOLK VA)

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Licenses & Designations

IA

Issued 8/16/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/27/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2010

Series 7 - General Securities Representative Examination

BC

Issued 8/31/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Ryan Leggett. Review regulatory record here.
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