Unclaimed
Thomas Ryan Leggett is an experienced financial professional with over 13 years in the industry. Thomas is a registered representative and investment advisor representative. Thomas is currently registered with Cetera Investment Advisers LLC. Previously, Thomas was associated with ONEAMERICA SECURITIES, INC., METLIFE SECURITIES INC. and NYLIFE SECURITIES LLC. Thomas holds Series 6, 7, 24, 63 and 65 licenses. Thomas specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
03/21/2024 - Present
Cetera Investment Advisers LLC (MIDLOTHIAN VA)
VA
10/02/2012 - 02/15/2023
ONEAMERICA SECURITIES, INC. (Midlothian VA)
VA
06/11/2010 - 09/19/2012
METLIFE SECURITIES INC. (RICHMOND VA)
VA
09/01/2009 - 06/11/2010
NYLIFE SECURITIES LLC (NORFOLK VA)
IA
Issued 8/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 8/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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