Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Leggett is a financial advisor with Cetera Investment Advisers LLC, a registered investment advisor headquartered in Schaumburg, Illinois. Thomas Leggett has been in the financial services industry since September 12, 2009. Thomas Leggett holds licenses in Virginia, Texas and several other states. Cetera Investment Advisers LLC offers a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
03/21/2024 - Present
Cetera Investment Advisers LLC (MIDLOTHIAN VA)
VA
10/02/2012 - 02/15/2023
ONEAMERICA SECURITIES, INC. (Midlothian VA)
VA
06/11/2010 - 09/19/2012
METLIFE SECURITIES INC. (RICHMOND VA)
VA
09/01/2009 - 06/11/2010
NYLIFE SECURITIES LLC (NORFOLK VA)
IA
Issued 08/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Leggett is the right advisor for you? Invested Better is here to help.
