Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Russell Bugbee is an investment advisor representative. Thomas is a CERTIFIED FINANCIAL PLANNER™ professional. Thomas is associated with Sequent Planning, LLC. This firm offers a variety of financial services including financial planning, pension consulting, educational seminars, and publication of periodicals. Thomas has been in the financial services industry since 2005. Thomas has passed the Series 6, Series 7, Series 63 and Series 65 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
03/25/2020 - Present
Sequent Planning, LLC (SCOTTSDALE AZ)
AZ
04/13/2018 - 03/12/2020
SECURITIES AMERICA, INC. (SCOTTSDALE AZ)
AZ
09/13/2012 - 04/23/2018
PROEQUITIES, INC. (SCOTTSDALE AZ)
AZ
08/25/2011 - 05/11/2012
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
05/13/2008 - 08/11/2011
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
02/10/2006 - 04/22/2008
PARK AVENUE SECURITIES LLC (PHOENIX AZ)
MA
08/22/2005 - 01/31/2006
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 01/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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