Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rush is an investment advisor with over 20 years of experience in the financial industry. He has been registered with the Securities and Exchange Commission (SEC) since 2000 and is currently affiliated with CWM, LLC. Thomas Rush has held previous positions with LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dean Witter Reynolds Inc. Thomas Rush is a Series 7, Series 10, Series 31, Series 63, and Series 65 licensed professional and has earned the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
AZ
11/13/2019 - Present
CWM, LLC (Yuma AZ)
AZ
08/31/2001 - 11/22/2019
LPL FINANCIAL LLC (YUMA AZ)
NY
01/10/2000 - 09/06/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/16/1994 - 11/10/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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